Winters Financial Group is a full-service financial advisory group based in Westlake Village, CA. Our mission is to help clients grow and protect their wealth by providing comprehensive strategic planning combined with a personal approach.
Financial freedom comes from knowledge, awareness, and an experienced hand leading the way. At Winters Financial Group, we can help guide you in achieving both your long- and short-term goals. We’ve been advising and leading our clients toward their financial goals for more than 20 years—and now it’s your turn.
Our company is based on the principle that education and understanding of your current financial situation is vital. In order to successfully make prudent decisions concerning your future, you need to have all the facts, figures and know the trajectory of your future. That’s where we come in!
Planning needs constant attention. Our programs are designed to help grow and conserve your wealth, while delivering personalized service. By maintaining ongoing personal contact, we help you pinpoint your financial goals and make recommendations along the way that fit your unique circumstances.
Your life is not “one size fits all” and we do not just look at one area of your financial situation. Using a global perspective combined with a personal approach, we assess your bigger picture to develop a program that is personal and effective while providing confidence and self-assurance.
Rick Winters works differently. He takes pride in offering a complete range of financial management services to his clients, helping them realize and achieve their ultimate happiness.
Rick began his career with a degree in Finance and Real Estate from California State University, Northridge. Over the next decade, he became a partner in two mortgage banking firms, funding over half a billion dollars in residential loans. In order to better serve the needs of his clients, Rick took and passed the series 7, series 63, series 65 and Insurance designation tests, which allows him to counsel clients and offer smart program choices for long-term financial strategies.
As a child of immigrant parents, Rick’s upbringing shaped his future in many ways. He learned to embrace old school values—like how a handshake is binding.
After receiving poor financial advice which impacted his life years later, he set out to make a difference. His experience as a client fueled his ambition to be the financial planner he wished he had had in his youth. Now he strives to help his clients make smarter decisions—as early as possible and while time is on their side.
Come meet Rick, shake his hand, and begin building a better financial future.
Nick Winters brings a wealth of knowledge, experience, and passion to the table. After earning a finance degree from the University of Arizona’s prestigious Eller College of Management, Nick went on to work as a Financial Planner for Vanguard for three years. He passed the Series 7, 63, and 66 license exams before earning his Certified Financial Planner (CFP®) certification.
Over his career, Nick has worked for a wide range of clients, from brand new investors to 30-year veterans. This array of experience gave him valuable insight into financial planning and expanded his industry expertise—skills he brings to Winters Financial Group.
Although he left his hometown of Westlake Village, CA to live in Tempe, AZ where he currently resides, he brings his sports enthusiasm and team loyalty with him. As an avid LA Dodgers fan, and WFG VP, he bleeds blue through and through.